Tag Archives: social networking

Social Media Regulations for the Financial Industry (finally)

Last week FINRA issued Regulatory Notice 10-06 to finally address how those it regulates can participate in social media. Anyone regulated by FINRA already knows this, and I've got nothing new to say about the notice.

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When to Facebook, What to Facebook

With every new technology there are those who are already there, those who are in transition, and those who are defiant to it. Unfortunately time is not on your side, the new usually always beats out the old and even the most stoic convert eventually. Remember cell phones?

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