Comments on: Social Media Regulations for the Financial Industry (finally) http://tamelarich.com/2010/prompts-for-professionals/finally-finra/ Smart Business Communications Mon, 21 May 2012 20:27:00 +0000 hourly 1 http://wordpress.org/?v=3.3.2 By: Tamela Rich http://tamelarich.com/2010/prompts-for-professionals/finally-finra/comment-page-1/#comment-607 Tamela Rich Wed, 03 Feb 2010 20:42:29 +0000 http://tamelarich.com/?p=2883#comment-607 EXCELLENT additionally resource, Chad. So glad you found my site and shared it. Tamela EXCELLENT additionally resource, Chad. So glad you found my site and shared it.

Tamela

]]> By: Chad Bockius http://tamelarich.com/2010/prompts-for-professionals/finally-finra/comment-page-1/#comment-606 Chad Bockius Tue, 02 Feb 2010 19:24:48 +0000 http://tamelarich.com/?p=2883#comment-606 I would agree with the analysis above. You want to go where your customer or potential customers are and that is not on a closed social networking site. So that leaves Facebook, Twitter and LinkedIn. Of course you need to find a way to be compliant with the FINRA guidelines. Firms interested in learning more should check out the Companion Guide to FINRA Social Networking Compliance <a href="http://bit.ly/8xT73y" rel="nofollow">http://bit.ly/8xT73y</a>. It picks up where Notice 10-06 leaves off, offering additional detail on social networking considerations and a checklist of requirements for choosing a social networking compliance vendor. I would agree with the analysis above. You want to go where your customer or potential customers are and that is not on a closed social networking site. So that leaves Facebook, Twitter and LinkedIn. Of course you need to find a way to be compliant with the FINRA guidelines. Firms interested in learning more should check out the Companion Guide to FINRA Social Networking Compliance http://bit.ly/8xT73y. It picks up where Notice 10-06 leaves off, offering additional detail on social networking considerations and a checklist of requirements for choosing a social networking compliance vendor.

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